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Securities Exchange Act
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#	Item
971	PERSPECTIVES The trader’s view Ralph Sebastian and Thomas Roesner comment on the market development in interest rates so far this year and how they see the current mix of central bank Add to Reading List Source URL: cbcm.commerzbank.com Language: English - Date: 2015-02-25 04:16:23 Federal Financial Supervisory Authority Investment Frankfurt Investment banking Prospectus Credit rating agency Securities Exchange Act Finance Germany United States securities law Commerzbank Financial economics
972	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 17, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-17 10:33:45 Finance Financial system 73rd United States Congress 76th United States Congress Financial regulation Regulation D Securities Act Investment Company Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission Financial economics
973	Queensland CONSUMER LAW (MISCELLANEOUS PROVISIONS) BILL 1994 Add to Reading List Source URL: www.legislation.qld.gov.au Language: English - Date: 2010-01-04 00:31:57 United States Securities and Exchange Commission United States securities law Financial regulation United States 73rd United States Congress New Deal Securities Act
974	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoApril 16, 2015 SECURITIES EXCHANGE ACT OF 1934 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-16 16:16:23 Financial regulation Finance Business Auditing United States corporate law Securities Exchange Act Securities Act Sarbanes–Oxley Act U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress
975	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 23, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-23 17:41:05 Disgorgement U.S. Securities and Exchange Commission Government Corporate crime United States Securities and Exchange Commission Fair Fund
976	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION April 10, 2015 In the Matter of Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 20:12:34 OTC Markets Group Ticker symbol Securities Exchange Act Finance U.S. Securities and Exchange Commission Stock market Financial economics Investment
977	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoApril 21, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-21 19:45:43 Financial adviser Federal Reserve System Registered Investment Advisor Business Economics Financial services Investment Financial economics Finance
978	Corporate Governance Q & A─Independent Directors No Question Page 1 \l "c1" Which companies are required under the Securities and Exchange Act to appoint independent directors? １ Add to Reading List Source URL: www.twse.com.tw Language: English - Date: 2013-05-01 21:45:22 Corporate governance Law Types of business entity Committees Management Board of directors Audit committee Securities Exchange Act Offshore company Corporations law Business Private law
979	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoApril 10, 2015 The Securities and Exchange Commission (“Commission”) announced the temporary Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 20:13:17 73rd United States Congress Securities Exchange Act Government Finance U.S. Securities and Exchange Commission OTC Markets Group Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
980	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release NoJanuary 9, 2015 Admin. Proc. File No Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-01-09 17:23:10 Real property law United States securities law Escrow Personal finance Financial Industry Regulatory Authority Deposit account Transactional account Self-regulatory organization Security Law Finance Business

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